Job Description

As an employee of PNC Financial Services Group, you become part of an organization committed to customers, employees, investors, and the communities in which we do business. PNC is an established, growing and successful financial services company, with businesses organized around retail and commercial banking, asset management, and funds processing. Our branches are concentrated in thirteen states and the District of Columbia; additional offices are located nationwide and internationally. We are growing in size and through recent acquisitions have become the fifth largest bank by deposits in the US.  We are also growing in reputation, as a leader in areas such as work/life family culture, "green" building design, frontier technology, and strong corporate social responsibility.

As a Securities Compliance Manager, you will be joining PNC's Corporate Compliance organization.  You'll be based in Pittsburgh, PA.  Your position reports to a Senior Compliance Manager.

You will utilize your strong analytical reasoning, decision making and project management skills, as well as your knowledge of regulatory compliance in the securities and financial services industry, to direct the development, implementation and administration of general compliance programs for PNC's retail broker/dealer.  You will use your interpersonal skills as you work in a cross-functional team environment and interact with specific lines of business and management to understand current and prospective practices, consider the impact of current and proposed regulatory standards and recommend control enhancements as necessary. Your ability to communicate effectively will aid you as you serve as a contact for regulatory compliance advice and support business management on key business initiatives by identifying compliance risks and providing risk management solutions.  Your strong aptitude for coaching, developing and motivating will enable you to successfully oversee the administration of compliance personnel.

Qualifications

• Bachelor's degree in Business or 10 or more years of experience in retail broker/dealer compliance and/or regulatory field may be considered on a case by case basis in lieu of a degree.
• Thorough knowledge of retail broker/dealer compliance regulations and compliance monitoring techniques.
• FINRA Series 7 24 63 and 65 are strongly preferred.
• Effective verbal and written communication skills.
• Demonstrated ability to work independently.
• Proven ability to perform highly complex compliance activities and analysis.
• Demonstrated sound business judgment.
• Highly developed leadership and project management skills.
• 1-3 years of managerial experience.

PNC is committed to offering you a comprehensive and competitive benefits package.  We design our full time and part time benefits programs based on PNC's benefits philosophy to provide quality levels of coverage at affordable costs over the long term for both employees and PNC. We strive to balance the cost of providing competitive benefits with the need to cover employees with a wide range of protection during and after employment.

Options you may be able to consider include:

• Medical and Dental Coverage
• Life Insurance
• Part Time Benefits
• Education Assistance
• Paid Training
• Paid Vacation
• Competitive Pay
• Shift Differential
• 401(k) and Pension Plan
• Employee Stock Purchase Plan
• Flexible Schedules
• Growth Opportunity
• Work/Life Balance

PNC is an Equal Employment Opportunity/Affirmative Action Employer -- M/F/D/V/SO

Benefits

Dental, Paid Time Off, Holidays, Flexible Spending, Medical, Life, Health Savings Account, 401K, Prescription